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SUBJECT INDEX

C

   Index:  A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  Z

The texts reproduced here do not have the legal standing of the original documents which are entrusted and kept at the WTO Secretariat in Geneva.


  


 

Canada

Enabling Clause notifications

GSP schemes GATT 35

special treatment of least-developed country Members GATT 43

 

Canada - Aircraft dispute, implementation of recommendations and rulings of the DSB (DSU 21), ad hoc procedural arrangements DSU 468

 

Canada - Aircraft (AB)

adverse inferences from party's refusal to provide information, panel's right to draw (DSU 13) DSU 350

judicial economy and DSU 313

burden of proof

prima facie case, need for DSU 271

          panel ruling in favour, need for DSU 272

          refusal to provide information, relevance DSU 272

competence (AB) (DSU 17.6), findings or developed legal interpretations, limitation to DSU 362

confidentiality of proceedings (DSU 14/DSU 17.10/DSU 18.2/WP 3)

business confidential information (DSU 18.2)

          additional procedures, need for DSU 390-1, 619

          Business Confidential Information Procedures (Canada - Aircraft Panel) DSU 390

          obligation to return or destroy DSU 390

obligation to respect/ensure respect for DSU 391

confidentiality of proceedings (DSU 14/WP 3), adverse inferences from party's refusal to provide information, panel's right to draw (DSU 13) and DSU 350

evidence (panel procedures) (DSU 12), refusal of party to provide information, effect, burden of proof and DSU 272

export subsidy, prohibited (SCM, Part II)

"contingent ... upon the use of domestic over imported goods" (SCM 3.1(b)), "contingent in fact", applicability to SCM 126

"contingent in fact ..." (SCM 3.1(a))

          "anticipated" (SCM 3.1(a), footnote 4) SCM 95

          "but for" test SCM 93

          case by case approach SCM 100

          "grant or maintain" (SCM 3.1, footnote 4) SCM 95

          "tied to" (SCM 3.1(a), footnote 4) SCM 92, 101

"contingent upon export performance" (SCM 3.1(a)), burden of proof, knowledge or expectation, sufficiency SCM 101

information or technical advice, panel's right to seek (DSU 13)

burden of proof and DSU 272

prompt and full response, obligation DSU 344-5

interpretation of covered agreements, guidelines, text/plain language SCM 94

interpretation of covered agreements, means, dictionaries SCM 95

interpretation of covered agreements, ordinary meaning, "contingent" (SCM 3.1) SCM 94, 126

interpretation of covered agreements, specific terms and phrases, "grant or maintain" (SCM 3.1, footnote 4) SCM 95

preliminary rulings, confidentiality issues DSU 619

SCM Agreement, calculation of subsidy in terms of benefit to recipient (SCM 14), "benefit" (SCM 1.1(b)) and SCM 72

subsidy, definition (SCM 1)

conferral of benefit (SCM 1.1(b))

          "benefit" SCM 45-8, 246n.356

          SCM 1.1(a) and SCM 71

          SCM 14 and SCM 72

          SCM Annex IV and SCM 77

Working Procedures (appellate review) (DSU 17.9), adoption, AB authority DSU 390

 

Canada - Aircraft (Article 21.5 - Brazil) (AB)

review of implementation of DSB rulings (DSU 21.5) DSU 460-1

burden of proof DSU 463

competence of DSU 21.5 (compliance) panel, determination of consistency of measure with WTO obligations DSU 460-1

"measures taken to comply"

          examination on basis of facts proved during panel proceedings DSU 461

          measure subject of original dispute distinguished DSU 460-1

          "should ensure" requirement DSU 463

 

Canada - Aircraft (Article 21.5 - Brazil) (Panel)

burden of proof, export credits at rates below actual cost of funds so employed (Illustrative List of Export Subsidies, item (k)) SCM 443

export subsidy, prohibited (SCM, Part II), "contingent upon export performance" (SCM 3.1(a)), "export performance" SCM 105

Illustrative List of Export Subsidies (SCM Annex I)

export credits at rates below actual cost of funds so employed (item (k))

          burden of proof SCM 443

          Commercial Interest Reference Rate (CIRR), relevance SCM 439

          international undertaking on official export credits (item (k), second paragraph) ("safe haven")

             Canadian Policy Guideline SCM 441

             "export credit practice" SCM 433-6

             "in conformity" SCM 439-41

             matching derogation, permissibility SCM 446

             OECD Arrangement SCM 428, 431, 439-41

             qualification for inclusion under, requirements SCM 426

 

Canada - Aircraft (Article 22.6 - Brazil), arbitration (DSU 22.6), timing in relation to Article 21.5 arbitration DSU 474

 

Canada - Aircraft (Article 22.6 - Canada), termination of treaty for breach (VC 60), rights created prior to, effect on (VC 70) DSU 474, 512

 

Canada - Aircraft Credits and Guarantees (Panel)

burden of proof, SCM provisions, conferral of benefit (SCM 1.1(b)) SCM 59-60

developing country Members (SCM 27), Illustrative List of Export Subsidies (SCM Annex I), item (k) and SCM 316

export subsidy, prohibited (SCM, Part II)

"contingent in fact ..." (SCM 3.1(a)), size of domestic market, relevance SCM 104

"contingent upon export performance" (SCM 3.1(a)) SCM 58, 85

          burden of proof, knowledge or expectation, sufficiency SCM 97

          OECD Agreement, compliance with, relevance SCM 62

GATT Subsidies Code, limited nature of provisions SCM 398

Illustrative List of Export Subsidies (SCM Annex I)

export credit guarantee or insurance (item (j)), as contextual guidance SCM 415

export credits at rates below actual cost of funds so employed (item (k))

          burden of proof SCM 450

          international undertaking on official export credits (item (k), second paragraph) ("safe haven")

             legislation as such (mandatory/discretionary distinction) SCM 452

             matching derogation, permissibility SCM 447-8

relationships within and between agreements, DSU 23.1/SCM SCM 395, DSU 555

SCM Agreement

calculation of subsidy in terms of benefit to recipient (SCM 14), difference of payment on guaranteed and non-guaranteed loan (SCM 14(c)) SCM 73, 241-2

GATT Subsidies Code and SCM 398

subsidy, definition (SCM 1)

conferral of benefit (SCM 1.1(b))

          "benefit" SCM 51

             provision of services not available in the market, whether SCM 63

          burden of proof, rebuttal of prima facie case SCM 70

          "recipient of a benefit" SCM 53

          subsidy programmes as such, right to challenge (mandatory/discretionary distinction) SCM 56-9, 452

             "as applied" SCM 64

             burden of proof SCM 59-60

             fiscal advantages, relevance SCM 61

financial contribution (SCM 1.1(a)(1))

          conferral of benefit (SCM 1.1(b)) as parallel requirement SCM 11-12

          direct transfer of funds (SCM 1.1(a)(1)) SCM 16

          potential direct transfer of funds (SCM 1.1(a)(1)) SCM 21

unilateral action by Member, prohibition (DSU 23.1) SCM 395, DSU 555

"withdrawal of subsidy without delay" (SCM 4.7), "without delay", obligation of panel to specify time-period SCM 165

 

Canada - Aircraft (Panel)

confidentiality of proceedings (DSU 14/DSU 17.10/DSU 18.2/WP 3)

business confidential information (DSU 18.2)

          additional procedures, need for DSU 389

          Business Confidential Information Procedures (Canada - Aircraft Panel) DSU 389

consultations (SCM 4.1-4)

accelerated nature of proceedings, effect SCM 139-41

"statement of available evidence" (SCM 4.2), request for establishment of panel (SCM 4.4) distinguished SCM 149, DSU 99

time-limits

          new evidence SCM 139

          new evidence and allegations DSU 259, 585

due process (dispute settlement proceedings)

opportunity to respond to evidence/presentations of other parties SCM 139, 141

prejudice to party, relevance DSU 211

evidence (panel procedures) (DSU 12)

time-limits for submission

          affirmative defence (SCM 3.1) DSU 586

          panel's right to admit "late" evidence DSU 259, 585

          SCM 4 and SCM 139-41

export subsidy, prohibited (SCM, Part II)

"contingent in fact ..." (SCM 3.1(a))

          case by case approach SCM 100

          "tied to" (SCM 3.1(a), footnote 4) SCM 92, 100

"contingent in law ..." (SCM 3.1(a)) SCM 89

"contingent upon export performance" (SCM 3.1(a))

          burden of proof, knowledge or expectation, sufficiency SCM 92, 96, 100, 103

          "export performance" SCM 106

Illustrative List of Export Subsidies (SCM Annex I), export credits at rates below actual cost of funds so employed (item (k)), "benefit" (SCM 1.1(b)) and SCM 75

information or technical advice, panel's right to seek (DSU 13), panel's rights, in situations where party has not raised a defence DSU 341

legislation as such, right to challenge, mandatory/discretionary legislation, distinguishability SCM 131, DSU 145

preliminary rulings

late submission of evidence DSU 617

procedures, need for DSU 606-7

timing DSU 261, 627

relationships within and between agreements, DSU 11/SCM 4 SCM 139-41

request for establishment of panel, requirements (DSU 6.2)

identification of specific measures at issue

          identification of industry, need for DSU 140

          specific measure the subject of consultations, need for identity with, whether SCM 153, DSU 99

legal basis of claim, arguments distinguished DSU 259, 585

request for establishment of panel, requirements (SCM 4.4)

accelerated nature of proceedings, relevance SCM 149

consultations, failure to reach mutually agreed solution SCM 153

statement of available evidence, relevance SCM 149

SCM Agreement

calculation of subsidy in terms of benefit to recipient (SCM 14), "benefit" (SCM 1.1(b)) and SCM 72

notification obligations (SCM 25), notification, effect (SCM 25.7) SCM 310

object and purpose (SCM 1), multilateral disciplines on subsidies distorting international trade SCM 2

standard of review (DSU 11), "make such other findings" DSU 261

subsidy, definition (SCM 1)

conferral of benefit (SCM 1.1(b))

          burden of proof, rebuttal of prima facie case SCM 69

          SCM 14 and SCM 72

          SCM Illustrative List, Item (k) and SCM 75

          subsidy programmes as such, right to challenge (mandatory/discretionary distinction), "as applied" SCM 131-2

financial contribution (SCM 1.1(a)(1)), direct transfer of funds (SCM 1.1(a)(1)) SCM 18

 

Canada - Autos (AB)

export subsidy, prohibited (SCM, Part II)

"contingent ... upon the use of domestic over imported goods" (SCM 3.1(b)), "contingent in fact", applicability to SCM 126-8

"contingent in law ..." (SCM 3.1(a)) SCM 87-8, 90

GATS, applicability (GATS I)

"affecting" (GATS I:1), wholesale trade service suppliers in their capacity as service suppliers, need to examine GATS 7, 16

GATT 1994, overlap GATT 289

"measures affecting trade in services" (GATS I:1)

          "affecting" GATS 6-7

            

relationships within and between agreements, GATS I:1/GATS II/XVII GATS 6, 15

GATT, object and purpose (GATT I:1), non-discrimination GATT 4, 19

interpretation of covered agreements, guidelines, object and purpose, GATT I:1 GATT 4-5, 19

interpretation of covered agreements, means, same or closely related phrases in same agreement, SPS 3.1(a)/SPS 3.1(b) SCM 127-8

interpretation of covered agreements, ordinary meaning

"contingent" (SCM 3.1) SCM 126-7

"contingent upon the use of domestic over imported goods" (SCM 3.1(b)) SCM 128

judicial economy

explicit reference to, relevance DSU 309

"positive solution to dispute" requirement and DSU 309

MFN treatment (GATS II), determination of violation, requirements, analysis of evidence GATS 16

MFN treatment (GATT I:1)

"accorded immediately and unconditionally to the like product", affiliation with designated local manufacturer/importer requirement and GATT 15-17

"advantage", "any advantage ... granted ... to any product" GATT 8

"all other contracting parties", regional trade agreements (GATT XXIV:5) and GATT 27

de facto discrimination GATT 6

relationships within and between agreements, GATS I:1/GATS II/XVII GATS 6, 15

subsidy, definition (SCM 1), financial contribution (SCM 1.1(a)(1)), exemption from or remission of internal taxes upon exportation (SCM 1.1(a)(1)(ii), footnote 1) SCM 32

 

Canada - Autos (Panel)

customs unions (GATT XXIV:5(a)), as defence or exception, economic test GATT 624

due process (dispute settlement proceedings)

new argumentation, cut-off date DSU 175

opportunity to respond to evidence/presentations of other parties DSU 175

prejudice to party, relevance DSU 175

export subsidy, prohibited (SCM, Part II), "contingent ... upon the use of domestic over imported goods" (SCM 3.1(b)), "contingent in fact", applicability to SCM 127

GATS, applicability (GATS I), "measures affecting trade in services" (GATS I:1), "affecting" GATS 6

GATS, economic integration (GATS V)

regional trade agreements, notification, national treatment (GATS V:1(b))/MFN treatment (GATS II), applicability GATS 34

"substantially all discrimination" (GATS V:1(b)) GATS 34

GATT 1994, object and purpose (GATT I:1), non-discrimination GATT 19

interpretation of covered agreements, guidelines, object and purpose GATT 19

interpretation of covered agreements, means, same or closely related phrases in same agreement, SPS 3.1(a)/SPS 3.1(b) SCM 127

MFN treatment (GATS II)

"like service and service supplier" (GATS II:1), wholesale transactions GATS 20

vertical integration/exclusive distribution arrangements, effect GATS 18

MFN treatment (GATT I:1)

"accorded immediately and unconditionally to the like product", conditional advantage and "advantage accorded unconditionally" distinguished GATT 18

"all other contracting parties", regional trade agreements (GATT XXIV:5) and GATT 19, 27, 31

national treatment, regulatory discrimination (GATT III:4)

"affecting" GATT 236

          actual impact, relevance GATT 236

"requirements"

          local content requirement GATT 237

          non-mandatory measures GATT 230, 231

          private action GATT 231

          ratio requirement (net sales value of locally-produced product/locally sold product) GATT 237

national treatment, services and service suppliers (GATS XVII), foreign character of services (SG XVII, footnote 10), relevance GATS 65

relationships within and between agreements

GATS XVII/SCM 3.1(a) SCM 122

GATT III:4/SCM 3.1(a) SCM 122

GATT III:4/TRIMS 2 GATT 284

request for establishment of panel, requirements (DSU 6.2), legal basis of claim, arguments distinguished DSU 175

TRIMS Agreement, national treatment (GATT III:4) and GATT 284, TRIMS 27-30

 

Canada - Dairy (AB)

interpretation of covered agreements, guidelines, effectiveness principle (ut res magis valeat quam pereat/effet utile), meaning to be attributed to every word and phrase DSU 53

interpretation of covered agreements, means

dictionaries AG 57, 58

same or closely related phrases in same agreement, AG 9.1(a)/AG 9.1(c) AG 58-60

supplementary means (VC 32), in case of ambiguity DSU 33

interpretation of covered agreements, ordinary meaning, "payments" AG 60-1

interpretation of covered agreements, specific terms and phrases

"government" (AG 9.1(a)) AG 57

"government agency" (AG 9.1(a)) AG 57

payments on export of agricultural product financed by virtue of governmental action (AG 9.1(c))

"financed", "whether or not a charge on the public account" AG 58

"payments"

          payment-in-kind as AG 58-9

          transfer of economic resources, need for AG 58

Schedules of Concessions (GATT II)

"subject to the terms, conditions or qualifications in the schedule" (GATT II:1(b))

          description distinguished GATT 64

          price ceiling not included in Schedule GATT 65

subsidy, definition (SCM 1)

Agreement on Agriculture, applicability to AG 6

financial contribution (SCM 1.1(a)(1)), transfer of economic resources from grantor to recipient for less than full consideration AG 56

 

Canada - Dairy (Article 21.5 - New Zealand) (AB)

export subsidy commitments, prevention of circumvention (AG 10.1), export subsidy, prohibited (SCM 1.1 and 3.1) and SCM 124

relationships within and between agreements, AG 9.1 and 10.1/SCM 3.1 SCM 124, 396

 

Canada - Dairy (Article 21.5 - New Zealand) (Panel), export subsidy commitments, prevention of circumvention (AG 10.1), export subsidy, prohibited (SCM 1.1 and 3.1) and SCM 123

 

Canada - Dairy (Article 21.5 - New Zealand and US) (AB)

interpretation of covered agreements, means, same or closely related phrases in same agreement, AG 9.1(a) and (b)/AG 9.1(c) AG 62

payments on export of agricultural product financed by virtue of governmental action (AG 9.1(c))

benchmark/standard (AG 9.1(c))

          absence of express provision, relevance AG 62

          domestic price fixed by government AG 63

          factual and regulatory setting, relevance AG 62-3

          industry-wide production costs AG 65-7

          market rate, relevance, world market price AG 64

          objective standard, need for AG 64

"by virtue of" AG 69, 71-3

          nexus, need for AG 71-2

"financed" AG 69

          "whether or not a charge on the public account" AG 69

"government action" AG 68

government mandate or direction, relevance, AG 9.1(e), SCM 1.1 and SCM Illustrative List of Export Subsidies distinguished SCM 401

payments by private parties as AG 72

 

Canada - Dairy (Article 21.5 - New Zealand and US II) (AB)

payments on export of agricultural product financed by virtue of governmental action (AG 9.1(c))

"by virtue of" AG 69, 74-6

          burden of proof AG 76

 

Canada - Dairy (Article 21.5 - New Zealand and US II) (Panel), costs of marketing exports (AG 9.1(d)), general business costs distinguished AG 77

 

Canada - Dairy (Article 21.5 - New Zealand and US) (Panel)

payments on export of agricultural product financed by virtue of governmental action (AG 9.1(c))

"by virtue of" AG 70

          "but for" test AG 70

relationships within and between agreements LIC 33

SCM 3.1/SCM 4.7 SCM 110

"withdrawal of subsidy without delay" (SCM 4.7), agricultural subsidies, applicability to SCM 110, 125

 

Canada - Dairy dispute

implementation of recommendations and rulings of the DSB (DSU 21)

ad hoc procedural arrangements DSU 472

impracticality of immediate compliance/reasonable period of time (DSU 21.3, chapeau), "reasonable period", amendment DSU 438

 

Canada - Dairy (Panel)

Import Licensing Procedures Agreement, non-automatic import licensing (LIC 3), GATT II(1)(b) and LIC 33

relationships within and between agreements, GATT II:1(b)/LIC 3 GATT 93, LIC 33

Schedules of Concessions (GATT II)

"subject to the terms, conditions or qualifications in the schedule" (GATT II:1(b))

          description distinguished GATT 64

          "subject to" GATT 64

subsidy, definition (SCM 1), "direct subsidies, including payments-in-kind" (AG 9.1(a)), payment-in-kind, as direct subsidy AG 56

 

Canada - FIRA (Panel)

national treatment, general principle (GATT III:1), applicability, measures imposed at the time or point of importation ("internal measures") (GATT Ad Art. III), quantitative restrictions (GATT XI) distinguished GATT 271, 383

national treatment, regulatory discrimination (GATT III:4), private contractual arrangements, relevance GATT 14n.13

quantitative restrictions, elimination (GATT XI)

GATT III and GATT 271

as importation measure GATT 271

 

Canada - Patent Term (AB)

interpretation of covered agreements, ordinary meaning

"acts" (TRIPS 70.1) TRIPS 154-6

"filing date" (TRIPS 33) TRIPS 115

non-retroactivity of treaties (VC 28), in absence of different intention DSU 63

patents (TRIPS, Section 5)

patentable subject matter (TRIPS 27), as context for interpretation of TRIPS 70 (protection of existing subject matter) TRIPS 157

term of protection (TRIPS 33)

          "available" TRIPS 116

          "effectiveness", relevance TRIPS 117

          "existing subject matter" (TRIPS 70.2) and TRIPS 163

          freedom to choose method of implementation (TRIPS 1.1) and, "filing date" TRIPS 115

          unwarranted curtailment, prohibition (TRIPS 62.2) as distinct and cumulative provision TRIPS 131

relationships within and between agreements

TRIPS 33/TRIPS 70 DSU 333

TRIPS 33/TRIPS 70.2 TRIPS 163

retroactivity (TRIPS 70.1) TRIPS 153, DSU 63

TRIPS Agreement

acquisition and maintenance of intellectual property rights (TRIPS 62), unwarranted curtailment, prohibition (TRIPS 62.2), term of protection (TRIPS 33) as distinct and cumulative provision TRIPS 131

"acts" (TRIPS 70.1) TRIPS 154-6

existing rights, applicability to (TRIPS 70)

          "acts which occurred before date" (TRIPS 70.1) and "existing at the date" (TRIPS 70.2) distinguished TRIPS 153, 157

          "subject matter" (TRIPS 70.2) TRIPS 157

          term of protection (TRIPS 33) and TRIPS 163

implementation (TRIPS 71.1), relevant factors, object and purpose (TRIPS 7) TRIPS 156

retroactivity (TRIPS 70.1) TRIPS 153

transitional arrangements (TRIPS 65), procedural nature TRIPS 138

 

Canada - Patent Term (Panel)

consultations (DSU 4), acceleration (DSU 4.9), Panel's workload and DSU 109

patents (TRIPS, Section 5)

patentable subject matter (TRIPS 27), "discrimination" (TRIPS 27.1), necessary elements TRIPS 91

term of protection (TRIPS 33)

          freedom to choose method of implementation (TRIPS 1.1) and TRIPS 3

             "filing date" TRIPS 115

          unwarranted curtailment, prohibition (TRIPS 62.2) as distinct and cumulative provision TRIPS 3

TRIPS Agreement

acquisition and maintenance of intellectual property rights (TRIPS 62), unwarranted curtailment, prohibition (TRIPS 62.2), term of protection (TRIPS 33) as distinct and cumulative provision TRIPS 3

fair and equitable procedures (TRIPS 42)

          requirement (TRIPS 41.2) TRIPS 120

          "right holders" TRIPS 120

obligations (TRIPS 1), implementation, freedom to choose method (TRIPS 1.1) TRIPS 3

protection of existing subject matter (TRIPS 70), freedom to choose method of implementation (TRIPS 1.1) and TRIPS 3

 

Canada - Periodicals (AB)

competence (AB) (DSU 17.6), completion of legal analysis, factual basis, contentiousness/omission/insufficiency of facts DSU 365

directly competitive or substitutable products (GATT III:2), as dynamic relationship (including possibility of latent demand) GATT 182

GATS, applicability (GATS I), GATT 1994, overlap GATT 287, GATS 11-12

interpretation of covered agreements, guidelines, object and purpose GATT 257

interpretation of covered agreements, means, preparatory work (VC 32), GATT III GATT 257

"like product" (GATT III:2 and III:4)

determination of "likeness", on case by case basis GATT 145, DSU 365

relevant factors

          consumer preferences GATT 141, 145

          end-uses GATT 141

          physical properties GATT 141, 145

national treatment, exceptions (GATT III:8), payment of subsidies exclusively to domestic producers (GATT II:8(b)), expenditure of revenue by government, limitation to GATT 257

national treatment, general principle (GATT III:1)

"so as to afford protection"

          equality of competitive conditions GATT 96

             protection of competitive relationship GATT 114

national treatment, tax discrimination (GATT III:2)

determination of violation, requirements, "like product" and "in excess of" GATT 131

"directly or indirectly" GATT 165

          GATT practice GATT 167

first and second sentences distinguished GATT 124-6

methodology of comparison

          dissimilar taxation of some imported products GATT 195

          individual transactions basis GATT 156, 195

"so as to afford protection"

          design and structure of measure as evidence of protective application GATT 203

          intention, relevance GATT 203

panel reports, legal status, unappealed reports WTO 340

 

Canada - Periodicals (Panel)

GATS, applicability (GATS I), GATT 1994, overlap GATS 8-10

interpretation of covered agreements, guidelines, effectiveness principle (ut res magis valeat quam pereat/effet utile), meaning to be attributed to every word and phrase GATS 9

"like product" (GATT III:2 and III:4)

hypothetical "like product" GATT 141

narrow interpretation, need for GATT 141

relevant factors, end-uses GATT 141, 145

national treatment, exceptions (GATT III:8), payment of subsidies exclusively to domestic producers (GATT II:8(b)), expenditure of revenue by government, limitation to GATT 257

quantitative restrictions, elimination (GATT XI), "prohibition or restriction" (GATT XI:1), complete ban GATT 363

 

Canada - Pharmaceutical Patents (Article 21.3)

burden of proof, implementation of DSB recommendations and rulings (DSU 21.3) DSU 448, 456, 463

implementation of recommendations and rulings of the DSB (DSU 21)

impracticality of immediate compliance/reasonable period of time (DSU 21.3, chapeau)

          "reasonable period"

             15-month guideline (DSU 21.3(c)) DSU 431

             administrative measures as means of implementation, relevance DSU 448

             burden of proof DSU 448, 456

             complexity of implementation process DSU 448

             complexity of implementing measures DSU 448

             as legal determination DSU 449

             "particular circumstances" DSU 445, 448

 

Canada - Pharmaceutical Patents (Panel)

copyright protection (Berne Convention (1971)), minor exceptions doctrine, legitimate interests TRIPS 110

interpretation of covered agreements, specific terms and phrases, "discrimination" (TRIPS 27.1) TRIPS 88-91

patents (TRIPS, Section 5)

Berne Convention as basis TRIPS 110

exceptions (TRIPS 30)

          balance of agreement as a whole and TRIPS 100

          compensatory adjustment TRIPS 112

          conditions/criteria TRIPS 98, 100-6

             curtailment of owner's rights TRIPS 101-2

             economic impact TRIPS 102

             "exploitation of patent" TRIPS 104

             "legitimate interests" TRIPS 107-10

             "normal exploitation" TRIPS 105-6

          "discrimination" (TRIPS 27.1), applicability TRIPS 93-4

exclusive rights (TRIPS 28) TRIPS 97

patentable subject matter (TRIPS 27)

          "discrimination" (TRIPS 27.1)

             applicability to TRIPS 30 and 31 TRIPS 93-4

             de facto discrimination TRIPS 88-9

relationships within and between agreements

TRIPS 27/TRIPS 70.8 TRIPS 93-4

TRIPS 27.1/TRIPS 30 and 31 TRIPS 93-4

TRIPS/Berne Convention (1971) TRIPS 38-42, DSU 29

TRIPS Agreement, Berne Convention and (TRIPS 9), incorporation, effect TRIPS 110

 

"categories of revenue" SCM 25-7

 

causality: see quantitative restrictions, elimination (GATT XI), "prohibition or restriction" (GATT XI:1), causal link, need for

 

causation: see determination of serious injury or threat thereof (SG 4), requirements, causation (SG 4.2(b))

 

"central government entities" (GPA: Appendix 1) GPA 26-32

 

Chile - Alcoholic Beverages (AB)

competence of panels and AB (DSU 3.2), not to add to or diminish rights and obligations (DSU 3.2/19.2) DSU 74, 419

directly competitive or substitutable products (GATT III:2), as dynamic relationship (including possibility of latent demand) GATT 95

interpretation of covered agreements, guidelines, security and predictability (DSU 3.2) DSU 21

national treatment, tax discrimination (GATT III:2)

"so as to afford protection"

          design and structure of measure as evidence of protective application GATT 205

          intention, relevance GATT 205

          necessity of tax, relevance GATT 205

 

Chile - Alcoholic Beverages (Article 21.3)

implementation of recommendations and rulings of the DSB (DSU 21)

impracticality of immediate compliance/reasonable period of time (DSU 21.3, chapeau)

          "reasonable period"

             developing countries and (DSU 21.2) DSU 426

             full and effective implementation (DSU 22), relevance DSU 457

             "particular circumstances" DSU 446

             "time ... shorter or longer, depending on the particular circumstances" (DSU 21.3(c)) DSU 424

             time required for enactment of law DSU 447

 

Chile - Price Band System (AB)

competence (AB), classification as issue of law or fact, credibility and weight of evidence DSU 359

competence (AB) (DSU 17.6), classification as issue of law or fact, Party's classification of measure, relevance DSU 359

competence of panels and AB (DSU 3.2), right to develop own legal reasoning including arguments not adduced by parties (jura novit curia) DSU 221

customs duties, "ordinary customs duties" (GATT II(1)(b)/AG 4.2) GATT 75, 92

due process (dispute settlement proceedings)

"objective assessment of matter before it" obligation (DSU 11) and DSU 248, 603

opportunity to respond to evidence/presentations of other parties DSU 170, 248, 598, 603

interpretation of covered agreements, guidelines

grammar, respect for AG 19

multiple authentic languages (VC 33), meaning which best reconciles texts (VC 33(4)) AG 25, DSU 57

text/plain language AG 19

interpretation of covered agreements, means

"any subsequent practice ... which establishes the agreement of the parties regarding its interpretation" (VC 31(1)(b)) AG 23

          practice of Members, need for discernible pattern DSU 31

          scheduling practice AG 25

preparatory work (VC 32), AG 4.2 AG 19

same or closely related phrases in same agreement, AG 4.2/AG 5 AG 21-2

interpretation of covered agreements, specific terms and phrases

"any measures of the kind" (AG 4.2 and footnote 1)

          "converted into" AG 20, 24

          "have been converted" AG 21

          "have been required to be converted" AG 21

"include" (AG 4.2, footnote 1) AG 20

"minimum import price" (AG 4.2, footnote 1) AG 35

"similar", as comparative concept AG 37

"similar border measures" (AD 4.2, footnote 1) AG 36-40

"variable import levy" (AD 4.2, footnote 1) AG 33-4

          tariff cap, relevance AG 38-9

market access (AG 4)

"have been required to be converted" (AG 4.2) AG 19

measures required to be converted into ordinary customs duties (AG 4.2 and footnote 1)

          border measures

             distorting effect AG 40

             ordinary customs duties extinguished AG 40

          failure to convert by due date, effect AG 19

          interpretation, subsequent practice (VC 32(3)(b)) AG 23, DSU 31

          measure and result of measure distinguished AG 29

          special safeguards (AG 5.1) and AG 21-2

          timing of obligation AG 19, 30

object and purpose AG 16

notice of appeal, requirements (AB/WP 20(2)), statement of allegation of error on issues of law/legal interpretations (AB/WP 20(2)(d)), legal argument in support of claim distinguished DSU 384

relationships within and between agreements

AG 4.2

          footnote 1 AG 20, 41

          Guidelines for the Calculation of Tariff Equivalents AG 39

AG 4.2/GATT II:2 GATT 92

AG 4.2/GATT Annex 5 AG 28

AG 4.2/GATT II:1(b) DSU 328

AG 4.2/GATT II:2 AG 28

request for establishment of panel, requirements (DSU 6.2), implied claims, exclusion DSU 221

Schedules of Concessions (GATT II)

ordinary customs duties in excess of those provided for in Schedule (GATT II:1(b))

          customs duties based on exogenous factors AG 26

          "ordinary customs duties" GATT 75

standard of review (DSU 11)

"objective assessment of matter before it"

          due process and DSU 248, 603

          ultra petita finding on provision not before it DSU 244, 603

terms of reference of panels (DSU 7)

as definition of jurisdiction/legal claims at issue, legal claim included in terms of reference, limitation of jurisdiction to DSU 221

identification of specific measures at issue, amendment of measures following establishment of panel DSU 206-7, 599

 

Chile - Price Band System (Panel)

consultations (DSU 4), measure at issue (DSU 4.4), measure subsequent to request for consultations, extension of existing measure distinguished DSU 101

consultations (SCM 4.1-4), notification of request for (DSU 4.4), identification of measure at issue, need for DSU 101

implementation of panel or AB recommendations (DSU 19.1), right of panel or AB not to make suggestions DSU 415

interpretation of covered agreements, guidelines, multiple authentic languages (VC 33), meaning which best reconciles texts (VC 33(4)) DSU 57

interpretation of covered agreements, means, dictionaries SG 72

investigation of conditions for safeguard measures, requirements (SG 3.1/SG 4.2(c)), published, "publish"/"make publicly available", equivalence SG 72

publication of findings and reasoned conclusions on all pertinent issues of fact and law (SG 3.1) GATT 492

relationships within and between agreements, GATT XIX:1/SG 2 and 4 2.485

safeguard measures (SG/GATT XIX), conditions (SG 2)

"such increased quantities"

          "as a result of unforeseen developments" (GATT XIX:1(a)) GATT 485

             "as a pertinent issue of fact and law" /publication (SG 3.1) GATT 492

safeguard measures (SG/GATT XIX), duration and review (SG 7), extension of measure (SG 7.1), whether distinct measure DSU 101

 

China, ATC safeguard measures (ATC 6), TMB discussion ATC 16, 23

 

Chinese Taipei, ATC safeguard measures (ATC 6), TMB discussion ATC 17

 

cinematograph film (GATT IV), GATT practice GATT 290

 

CIRR (Commercial Interest Reference Rate), relevance to determination of "material advantage" (Illustrative List of Export Subsidies (SCM Annex I)) SCM 421-4, 439

 

Civil Aircraft, Agreement on Trade in

see also Committee on Trade in Civil Aircraft

acceptance provisions (AIR 9) WTO 330

accessions, absence of provision for WTO 319

amendments (AIR 9.5) WTO 294

elimination of customs duties and other charges on repairs (AIR 2.1.2), interpretative note AIR 1, 6

entry into force (1980)/annexation to WTO Agreement (AIR Preamble) AIR 1-2

product coverage (AIR 1)

Annex on Product Coverage AIR 3

          interim application AIR 5

updating AIR 4

reports (WTO IV.8) WTO 243, AIR 7

reservations (AIR 9.2.1) WTO 350

review of implementation (AIR 8) AIR 7

signatories (AIR Preamble) AIR 2

 

claims and arguments: see notice of appeal, requirements (AB/WP 20(2)); request for establishment of panel, requirements (DSU 6.2), legal basis of claim; standing/right to bring claim (DSU 3.7); third party rights

 

coherence in global economic policy-making: see International Monetary Fund (IMF)/WTO relationship, Declaration on Coherence in Global Economic Policymaking (1994)

 

Colombia

ATC notification obligations (ATC 2) ATC 8-9

ATC safeguard measures (ATC 6), TMB discussion ATC 48, 64-5, 90-2

 

COMESA (Common Market for Eastern and Southern Africa) Treaty, Enabling Clause and GATT 37

 

Commercial Interest Reference Rate (CIRR), relevance to determination of "material advantage" (Illustrative List of Export Subsidies (SCM Annex I)) SCM 421-4, 439

 

Committee on Agriculture

Decision on Implementation-Related Issues and Concerns and WTO 162

establishment WTO 164

Organization of Work and Working Procedures AG 104, 108

report on

Decision on Measures concerning the Possible Negative Effects of the Reform Programme on Least-Developed and Net Food-Importing developing country Members WTO 36, AG 93, 118

          see also Least-Developed and Net Food-Importing Countries, Decision on Measures concerning the Possible Negative Effects of the Reform Programme, implementation (AG 16)

implementation of AG 10.2 WTO 36, AG 81-3

          administration of tariff rate quotas (AG 18.2) WTO 36, AG 106

role and activities

notification formats (AG 18.2) WTO 171

review of implementation activities (AG 18) AG 104-9

rules of procedure (1996) WTO 176, AG 102

Special Session, role in Doha Round: see agriculture (Doha Round), Special Session of Committee on Agriculture

terms of reference AG 101

 

Committee on Anti-Dumping Practices

annual review of implementation and operation of Anti-Dumping Agreement, guidelines for improvement and WTO 54, AD 545-6

establishment WTO 164

Members' reports on anti-dumping actions (AD 16.4)

guideline on agreed standard form AD 469

guidelines on information to be provided in reports submitted "without delay" AD 468

notification to government following receipt of properly documented application for investigation (AD 5.5), recommendation on timing AD 214

Periods of Data Collection for Anti-Dumping Investigations, Recommendation Concerning AD 7, 100, 230

as indication of Members' understanding of appropriate implementation practice AD 100n.122

review of AD 15 (developing country Members) AD 456, 546

rules of procedure (1996) WTO 176, AD 466-7

Working Group on Implementation, determination of volume of dumped imports, clarification of time-frame, role WTO 54

 

Committee on Balance-of-Payments Restrictions

see also balance of payments difficulties, developing country Members' right to take import measures (GATT XVIII:B); balance-of-payments restrictions (GATT XII)

establishment WTO 185

 

Committee on Budget, Finance and Administration (BFA)

see also budget and contributions (WTO) (WTO VII)

establishment WTO 185, 212

rules of procedure (1995) WTO 134, 213

technical assistance, instruction to develop plan for long-term funding (Doha Declaration) WTO 64

terms of reference WTO 212

 

Committee on Certain Milk Products, suspension ID 10

 

Committee on Customs Valuation

adoption of practice of Tokyo Round Committee on Information on Technical Assistance VAL 26

adoption of Tokyo Round Committee decisions VAL 2

carrier media bearing software for data processing equipment (VAL 1) VAL 3

Checklist of Issues VAL 34

interpretation of term "development" (VAL 8.1(b)(iv)) VAL 11

interpretation of term "undertaken" (VAL 8.1(b)(iv)) VAL 10

notification procedures VAL 33

rectification of French text, Note to Articles 2 and 3, para. 1 VAL 4

reservations VAL 32

treatment of interest charges (VAL 8.1) VAL 9

annual reports VAL 22

Decision on Implementation-Related Issues and Concerns (Doha) and VAL 28

Decision relating to VAL, Annex III, para. 2 VAL 38

decisions relating to

VAL 17 (customs administrations' rights to satisfy themselves on truth or accuracy of customs declarations) VAL 16

          Doha mandate VAL 17-18

establishment WTO 164

observer status VAL 19-20

PSI Agreement, monitoring of VAL 23

rules of procedure (1995) WTO 176, VAL 21

technical assistance work programme (VAL 20.3) VAL 30

 

Committee on Government Procurement

see also Government Procurement Agreement

activities WTO 244

adoption of product classification system (GPA XIX:5) GPA 7

adoption of rules of origin (GPA IV/XIX:5) GPA 6

adoption of services classification system (GPA XIX:5) GPA 7

Circulation and Derestriction of Documents of Committee on Government Procurement, Decision WTO 129, GPA 9

establishment WTO 244

observer status (GPA XXI:1) GPA 8

reports WTO 245

 

Committee on Import Licensing

annual reports LIC 35

establishment WTO 164

rules of procedure (1995) WTO 176, LIC 34-6

Understanding on Procedures for the Review of Notifications (1996) LIC 36

 

Committee on Market Access

annual/periodic reports WTO 218-19

establishment WTO 164, 185, 216

functions, notification obligations and procedures WTO 171

non-tariff measures, decisions relating to GATT 378

rules of procedure WTO 176, 223

terms of reference WTO 216

 

Committee of Participants on the Expansion of Trade in Information Technology Products: see information technology products, Committee of Participants on the Expansion of Trade in Information Technology Products

 

Committee on Regional Trade Agreements (RTA)

Avoidance of Procedural and Institutional Duplication, General Council decision on (1995) WTO 229

Enabling Clause and: see Enabling Clause

establishment WTO 185, 225, GATT 611

EU, examination of treaties establishing (GATS 5:7) GATS 38

examination process

delegation to RTA Committee WTO 233

procedures WTO 231

Procedures to Improve and Facilitate, Guidelines (1997)m WTO 231

Standard Format for Information on Economic Integration Agreements on Trade in Services WTO 232

Standard Format for Information on Regional Trade Agreements WTO 232

as replacement for regional trade agreements working parties WTO 174, 181, GATT 42

reporting arrangements GATT 39

annual reports WTO 227

biennial reports WTO 228

suspension on grounds of workload WTO 228

rules of procedure (1996) WTO 132, 226

terms of reference WTO 225, 230, GATT 629

for each regional trade agreement WTO 230

 

Committee on Rules of Origin

see also Rules of Origin Agreement

annual reports RO 3

annual review of implementation and operation of RO (RO 6(2)) RO 8

closed sessions RO 1

Decision on Implementation-Related Issues and Concerns and WTO 162

establishment WTO 164

Harmonization of Non-preferential Rules Work Programme

"country", absence of definition and RO 4

Integrated Negotiated Text RO 9

progress reports RO 10-13

timetable RO 10-13

observer status RO 1

procedure for dealing with queries in respect of national legislation RO 7

rules of procedure (1995) WTO 176, RO 2

 

Committee on Safeguards

establishment WTO 164

observer status SG 240

procedures for reviews of notification (SG 12.6) SG 236

rules of procedure (1996) WTO 176, SG 239

surveillance obligations (SG 13) SG 239-42

Members' reporting obligations SG 241

requests for assistance SG 242

 

Committee on Sanitary and Phytosanitary Measures (SPS Committee)

see also SPS Agreement

cooperation with relevant international organizations (SPS 12.3), cooperation agreements with WTO and OIE (1998) SPS 167

Decision on Implementation of Article 4 SPS 52-65

see also SPS Agreement, equivalence (SPS 4), Decision on Implementation of Article 4 (Decision on Equivalence)

programme for implementation SPS 65

establishment WTO 164

monitoring of international standards (SPS 12.4) SPS 170-2

observer status SPS 168

review of implementation and monitoring of SPS Agreement (SPS 12.7) SPS 173-4

rules of procedure (1997) WTO 176, SPS 166

 

Committee on Specific Commitments

establishment WTO 179

terms of reference GATS 94

 

Committee on Subsidies and Countervailing Measures (SCM Committee)

consumption of inputs in the production process (SCM, Annex II, footnote 61), difficulty of resolving issues related to SCM 455-7

Decision on Implementation-Related Issues and Concerns and WTO 162, SCM 224-5

establishment WTO 164

notification formats, role in relation to (SCM 25) WTO 171, SCM 217-18, 308-9, 362, 364

reports SCM 224-5, 304

rules of procedure (1996) WTO 176, SCM 303

SCM Annex VII(b)

countervailing duty investigations, review WTO 55

methodology for calculating constant 1990 dollars, need for WTO 55

 

Committee on Technical Barriers to Trade

"enquiry points" (TBT 10.1 and 10.3) TBT 45-7

establishment WTO 164

meetings of persons responsible for information exchange (TBT 10) TBT 44

notification format for agreements with another country (TBT 10.7) TBT 49

principles governing development of international standards (TBT 5.5 and 5.6) TBT 42

recommendations and decisions relating to

notification procedure (TBT, Annex 3, para. j) TBT 66

notification procedures (TBT 2.9) TBT 26-36

review of implementation (TBT 15.2) TBT 55

rules of procedure (1995) WTO 176, TBT 51

observer status TBT 52

technical assistance (TBT 11), parameters for exchanging information TBT 50

Technical Working Group TBT 41

Triennial Reviews of Operation and Implementation (TBT 15.4) TBT 56

 

Committee on Trade in Civil Aircraft

see also Civil Aircraft, Agreement on Trade in

activities WTO 242

establishment WTO 242

reports (WTO IV.8) WTO 243, AIR 7

Technical Sub-Committee, establishment and terms of reference AIR 8

termination WTO 242

 

Committee on Trade and Development

annual reports WTO 191, 224

Decision on Implementation-Related Issues and Concerns and WTO 68

establishment WTO 185, 186-7

notification obligations and procedures, role in relation to, special programme of assistance to developing country Members WTO 171

observer status WTO 190

rules of procedure (1995) WTO 132, 188

Special Session (Doha Round)

establishment WTO 72, 89

special and differential treatment, review: see special and differential treatment for developing country Members (Doha Declaration)

sustainable development objective, role in relation to WTO 27

terms of reference WTO 186-7

 

Committee on Trade and Environment

see also trade and environment, negotiations on relationship between WTO rules and MEAs (Doha Declaration)

establishment WTO 185, 221

priorities (Doha Declaration) WTO 58, 86-8

report to Fifth Session WTO 58

rules of procedure WTO 135, 223

sustainable development objective, role in relation to WTO 27

terms of reference WTO 221

work programme WTO 222

 

Committee on Trade in Financial Services

establishment WTO 179, GATS 88

responsibilities GATS 88

 

Committee on TRIMS (Trade-Related Investment Measures) WTO 164

annual reports TRIMS 15

observers TRIMS 16

reports to the Council for Trade in Goods TRIMS 25

role (TRIMS 7.2)

implementation issues relating to special treatment for developing country Members TRIMS 18

notifications (TRIMS 5.1 and 5.2) TRIMS 17

rules of procedure TRIMS 14

rules of procedure (1995) WTO 176

 

compensation for non-compliance with covered agreement or DSB recommendations and rulings (DSU 22): see suspension of concessions for non-implementation of DSB recommendations and rulings (DSU 22)

 

compensation philosophy (Secretariat staff) WTO 261

 

competence (AB) (DSU 17.6)

classification as issue of law or fact

compliance/consistency with treaty obligations DSU 355

credibility and weight of evidence DSU 268, 357-9

Party's classification of measure, relevance DSU 359

completion of legal analysis DSU 364-72

in case of agreement with panel DSU 369

in case of disagreement with panel DSU 366-8

in case of Panel's failure to address correct issue SPS 90, 144, DSU 368

factual basis

          contentiousness/omission/insufficiency of facts DSU 365-72

          insufficient argument of novel issue DSU 372

          limitation to panel's findings or undisputed facts in panel record DSU 371

findings or developed legal interpretations, limitation to GATT 404, DSU 360-3

issues of law/legal interpretations

alleged failure of panel to make objective assessment (DSU 11) DSU 356

issues not litigated before Panel SCM 117

 

competence (panels)

balance-of-payments measures (BOP Understanding, footnote 1) GATT 450

claims against legislation as such GATT 306, AD 484

see also legislation as such, right to challenge

completion of legal analysis DSU 172

objections, requirements

opportunity to cure procedural defect and DSU 608-9

timeliness DSU 587, 626

preliminary ruling on, obligation DSU 223, 604

risk assessment (SPS Agreement), exclusion SPS 17, 92-4

 

competence of panels and AB (DSU 3.2)

"clarification of existing provisions" DSU 22-3

competence of domestic courts, need to avoid trespassing on GATT 349

not to add to or diminish rights and obligations (DSU 3.2/19.2) DSU 27, 74-5, 419

preservation of rights and obligations of Members under covered agreements GATT 349

right to develop own legal reasoning including arguments not adduced by parties (jura novit curia) DSU 174, 221

 

competition policy: see trade and competition policy (Doha Round)

 

compliance with covered agreement obligations, obligation

breach by other Members, relevance AD 213, 288

as preferred solution (DSU 22.1) DSU 560

procedural obligations AD 220

 

confidentiality of proceedings (DSU 14/DSU 17.10/DSU 18.2/WP 3)

see also consultations (DSU 4), confidentiality; investigation of conditions for safeguard measures, requirements (SG 3.1/SG 4.2(c)), confidentiality of information (SG 3.2); investigation of dumping, evidentiary rules (AD 6), confidential information (AD 6.5); WTO documents

adverse inferences from party's refusal to provide information, panel's right to draw (DSU 13) and SG 80, 82,