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SUBJECT INDEX

K

   Index:  A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  Z

The texts reproduced here do not have the legal standing of the original documents which are entrusted and kept at the WTO Secretariat in Geneva.


Korea — Alcoholic Beverages (AB), WT/DS75/AB/R, WT/DS84/AB/R, DSR 1999:I

directly competitive or substitutable products (GATT III:2)

criteria, potential to compete as determining factor GATT 149

as dynamic relationship (including possibility of latent demand) GATT 117, 199205, 246

interpretation of covered agreements

guidelines, object and purpose GATT 198

means, same or closely related phrases in different agreements, GATT III/SCM 15, footnote 46 SCM 270

“like product” (GATT III:2 and III:4)

determination of “likeness”, on case by case basis SCM 270

directly competitive or substitutable products distinguished GATT 149, 211, 213

relevant factors

cross-price elasticity GATT 1956, 207

end-uses GATT 207

market place GATT 197

physical properties GATT 207

national treatment, general principle (GATT III:1), “so as to afford protection” GATT 117

national treatment, tax discrimination (GATT III:2)

first and second sentences distinguished GATT 149

methodology of comparison, “grouping” approach GATT 207, 209

object and purpose GATT 198

“so as to afford protection”, intention, relevance GATT 226

panel reports, rationale, need for (DSU 12.7), sufficiency DSU 405

standard/powers of review (panel) (DSU 11)

“objective assessment of the facts”

evidence, alleged disregard or distortion by panel

discretion in assessment of evidence DSU 341

egregious error, need for DSU 352

 

Korea — Alcoholic Beverages (Panel), WT/DS75/R, WT/DS84/R, DSR 1999:I

composition of delegation (appellate review), Member’s right to determine DSU 973, 1025

composition of delegation (panel), legal representation/private counsel DSU 972

confidentiality of proceedings (DSU 14/DSU 17.10/DSU 18.2/WP 3), obligation to respect/ensure respect for DSU 1025

consultations (DSU 4)

adequacy of consultations, Panel responsibilities in relation to DSU 120, 940

confidentiality (DSU 4.6)

disclosure of information obtained in same proceedings DSU 1356

third party participation and DSU 139 n. 182

directly competitive or substitutable products (GATT III:2)

competition and trade law distinguished GATT 121

“directly” GATT 205

due process (dispute settlement proceedings)

opportunity to defend oneself DSU 275

opportunity to respond to evidence/presentations of other parties DSU 368

evidence (panel procedures) (DSU 12)

time limits for submission

panel’s right to admit “late” evidence DSU 954

time limit for rebuttal DSU 368

interpretation of covered agreements, means, other treaties, Treaty of Rome (1958) GATT 121

national treatment, general principle (GATT III:1), competition law compared GATT 121

national treatment, tax discrimination (GATT III:2), determination of violation, requirements, burden of proof GATT 193

precedent, ECJ decisions GATT 121

preliminary rulings on

confidentiality issues DSU 1356, 965

specificity of request for panel (DSU 6.2) DSU 942

timing of submission of evidence DSU 954

request for establishment of panel, requirements (DSU 6.2)

identification of specific measures at issue

identification of product, need for DSU 138

specificity, preliminary ruling on DSU 942

specificity sufficient to present the problem clearly DSU 275

third party rights, confidentiality (DSU 4.6) and DSU 139 n. 182

trade and competition policy, interaction between (Doha Declaration, paras. 23–5), market definitions, distinguishability GATT 121

 

Korea — Alcoholic Beverages (Article 21.3), WT/DS75/16, WT/DS84/14

4 June 1999, DSR 1999:II

implementation of recommendations and rulings of the DSB (DSU 21)

choice of means at Member’s discretion (DSU 21.3) DSU 549

impracticality of immediate compliance/reasonable period of time (DSU 21.3, chapeau)

“reasonable period”

entry into force of legislative instrument, relevance DSU 578

shortest period possible within Member’s normal legislative process DSU 558

mandate of arbitrator, limitation to determination of reasonable period of time for implementation (DSU 21.3(c)) DSU 549

 

Korea — Dairy (AB), WT/DS98/AB/R, DSR 2000:I

burden of proof

prima facie case, need for

evidence other than that submitted by parties, panel’s right to consider DSU 995

explicit finding, relevance DSU 997

SG 4.2 DSU 995

competence of panels and AB (DSU 3.2), right to develop own legal reasoning including arguments not adduced by parties (jura novit curia) SPS 229, SCM 177

due process (dispute settlement proceedings), prejudice to party, relevance DSU 21920

GATT 1947, WTO continuity with, incorporation of GATT 1947 provisions into WTO Agreement GATT 4

interpretation of covered agreements

guidelines

consistency with article/agreement as a whole DSU 54

effectiveness principle (ut res magis valeat quam pereat/effet utile) GATT 531

meaning to be attributed to every word and phrase WTO 13, AG 1, DSU 545

means, preamble of agreement under consideration AG 1

ordinary meaning GATT 531

notification and consultation (SG 12)

“all pertinent information” (SG 12.2) AG 264–6

injury factors (SG 4.2(a)) and AG 264–6, 274

objective test AG 264, 274

object and purpose AG 266

right to request additional information, relevance AG 265

timeliness (SG 12.1, 12.3 and 12.3) AG 267

procedure, international and municipal rules distinguished DSU 338

relationships within and between agreements

GATT XIX:1/SG 2 and 4 GATT 531

SG and II.1(a)/WTO II GATT 566

SG 2 and 4/SG 12 AG 274

request for establishment of panel, requirements (DSU 6.2)

identification of specific measures at issue DSU 98

legal basis of claim

arguments distinguished SCM 177

listing of articles without explanation, sufficiency DSU 220, 924

summary, sufficiency DSU 162

as two-stage test DSU 21920

safeguard measures (SG/GATT XIX)

application of measures (SG 5), “to the extent necessary” (proportionality) (SG 5.1), “clear justification”, need for AG 219

conditions (SG 2)

“as a result of unforeseen developments” (GATT XIX:1(a))

critical date GATT 548

omission from SG 2.1, relevance GATT 531

causation (SG 2.1): see determination of serious injury or threat thereof (SG 4), requirements, causation (SG 4.2(b))

as extraordinary/emergency remedy GATT 522

relationship between Safeguards Agreement and GATT XIX GATT 521, 566, AG 1

rules for application of GATT XIX (SG 1 and 11.1(a)) AG 4

Safeguards Agreement, Preamble, as evidence of object and purpose AG 1

standard/powers of review (AB) (issues of law and legal interpretations) (DSU 17.6)

completion of the legal analysis in case of

contentiousness/omission/insufficiency of facts DSU 4678

limitation to panel’s findings or undisputed facts in panel record DSU 468

standard/powers of review (panel) (DSU 11)

“objective assessment of the facts”

evidence, alleged disregard or distortion by panel, obligation to examine and evaluate all the evidence available to it DSU 338

evidence other than that submitted by parties, right to consider DSU 338, 995

terms of reference of panels (DSU 7), “matter referred to the DSB”, as identified in DSU 6.2 (DSU 7.1), “claim” DSU 213

WTO Agreement, cumulative nature of obligations AG 1

 

Korea — Dairy (Panel), WT/DS98/R and Corr.1, DSR 2000:I

determination of serious injury or threat thereof (SG 4), requirements

causation (SG 4.2(b))

evaluation of all relevant factors of objective and quantifiable nature AG 169

factors other than increased imports causing injury, non-attribution requirement AG 169

relevance in absence of serious injury AG 212

evaluation of all relevant factors (SG 4.2(a)) DSU 382

all factors listed in SG 4.2(a) AG 141

price analysis, relevance AG 55

segmented domestic industry and AG 133

investigation of conditions for safeguard measures, requirements (SG 3.1/SG 4.2(c))

evaluation of all factors AD 629 n. 809

obligation of competent authorities to seek information additional to that supplied by interested parties AD 629 n. 809

published report, absence of claim relating to, effect on possibility of SG 4 claims AG 89

notification and consultation (SG 12)

“adequate opportunity for prior consultations” (SG 12.3) AG 269

successful outcome as evidence of AG 269

“all pertinent information” (SG 12.2) AG 264

format, non-binding nature AG 263

“immediately” (SG 12.1) AG 245–6

“immediately” (SG 12.1(a)) AG 249

“immediately” (SG 12.1(b)) AG 252

“immediately” (SG 12.1(c)) AG 255–6

“initiation of investigation and reasons for it” (SG 12.1(a)), limitation to AG 262–3

AD 5 and SCM 11 distinguished AG 263

SG 3.1 and 4.2 distinguished AG 263

Technical Cooperation Handbook on Notification Requirements, relevance AG 244

notification formats, non-binding nature AG 263

notification obligations and procedures, Technical Cooperation Handbook on Notification Requirements, relevance AG 244

nullification or impairment (DSU 3.8), adverse impact/prejudice, relevance DSU 98

relationships within and between agreements, SG 2/SG 4 AG 1718

request for establishment of panel, requirements (DSU 6.2), legal basis of claim, listing of articles without explanation, sufficiency DSU 219

safeguard measures (SG/GATT XIX)

application of measures (SG 5), “to the extent necessary” (proportionality) (SG 5.1), adjustment plans, relevance AG 223

conditions (SG 2), causation (SG 2.1), relevant factors (SG 4.2(a))/ “under such conditions” (SG 2.1), equivalence AG 4950, 55

standard/powers of review (panel) (DSU 11)

“objective assessment of the facts”, de novo review, exclusion DSU 382

reasoned and adequate explanation (SG 3.1), need to confirm DSU 382

relevant factors

evaluation of all relevant factors, need for AD 629 n. 809

position of Member at time of determination AD 629 n. 809

standing/right to bring claim (DSU 3.7), legal interest, relevance DSU 160

terms of reference of panels (DSU 7), failure of parties to produce evidence or arguments AG 18

 

Korea — Procurement (Panel), WT/DS163/R, DSR 2000:VIII

“central government entities” (GPA: Appendix 1) GPA 2733

error as to fact or situation, effect on validity of treaty (VCLT 48(1)) GPA 12, 1416

good faith (including pacta sunt servanda principle (VCLT 26)), treaty interpretation/performance GATT 6746, GPA 1113

Government Procurement Agreement (GPA)

“central government entities” (GPA: Appendix 1) GPA 2733

error as to fact or situation, effect on validity of treaty (VCLT 48(1)) GPA 12, 1416

good faith (including pacta sunt servanda principle (VCLT 26)) and GATT 6746, GPA 1113

non-violation claims (GATT XXIII:1(b))

“benefit”/legitimate expectation of improved market access as

customary international law and GATT 674, 676, GPA 11

reasonable anticipation and GATT 669

resulting from negotiations GATT 6746, GPA 1011

Government Procurement Agreement claims distinguished GATT 6746, GPA 10

non-violation claims (GPA XXII:2) GPA 916

 

Korea — Various Measures on Beef (AB), WT/DS161/AB/R WT/DS169/AB/R, DSR 2001:I

Aggregate Measurement of Support (AMS) (AG 1(a)/Annex 3)

“constituent data and methodology” (AG 1(a)(ii)) AG 35, 127

external reference price, relevant period AG 5

“taking into account” AG 4

“market price support” (Annex 3, para. 8), “eligible” AG 128

“provisions of Annex 3”/”constituent data and methodology” (AG 1(a)(ii)), priority AG 4

total AMS (AG 1(h)), calculation AG 3 n. 6, 11

domestic support (AG 3), limitation to commitment levels specified in Member’s Schedule (AG 3(2)), “subject to provisions of Art. 6” AG 12

General Exceptions (GATT XX)

alternative WTO-consistent measure, availability, enforcement of WTO-consistent law and GATT 614, 624

burden of proof GATT 617

General Exceptions (GATT XX), measures necessary to secure compliance with GATT-consistent measure (GATT XX(d))

alternative WTO-consistent measure, availability and GATT 614

consistency with GATT, need for GATT 617

“necessary” GATT 617, 61921

interpretation of covered agreements

ordinary meaning, “in accordance with” AG 4

specific terms and phrases

“in accordance with”, AG 1(a)(ii) AG 3

“relating to” (GATT XX(g)) GATT 619

market access (AG 4)

measures required to be converted into ordinary customs duties (AG 4.2 and footnote 1)

elimination of quantitative restrictions (GATT XI) and AG 31

State trading enterprises (GATT XVII) GATT 487

national treatment, regulatory discrimination (GATT III:4)

determination of violation, requirements GATT 229

“less favourable treatment”

equality of competitive conditions as test GATT 267

formal differentiation in treatment, relevance GATT 270

relationships within and between agreements, AG 4.2/GATT XI GATT 487

State trading enterprises (GATT XVII), market access (AG 4), measures required to be converted into ordinary customs duties (AG 4.2 and footnote 1) GATT 487

 

Korea — Various Measures on Beef (Panel), WT/DS161/R

WT/DS169/R, DSR 2001:I

Aggregate Measurement of Support (AMS) (AG 1(a)/Annex 3)

“constituent data and methodology” (AG 1(a)(ii)) AG 127

external reference price, relevant period AG 5

economic development, government assistance (GATT VII), quantitative restrictions (GATT XI) and GATT 422

Enabling Clause notifications, special treatment of least-developed country Members GATT 40

Import Licensing Procedures Agreement (LIC), rules and procedures distinguished LIC 5

interpretation of covered agreements, specific terms and phrases, “in accordance with” AG 3

licensing requirement, as quantitative restriction (GATT XI:1) GATT 412

national treatment, general principle (GATT III:1), applicability, measures imposed at the time or point of importation (“internal measures”) (GATT Ad Art. III), State trading enterprises and GATT 126

national treatment, regulatory discrimination (GATT III:4), “less favourable treatment”, equality of competitive conditions as test GATT 243 n. 414

quantitative restrictions, elimination (GATT XI)

national treatment (GATT III) and GATT 417

“prohibition or restriction” (GATT XI:1)

licensing requirements GATT 412

“restrictions made effective through state-trading organizations” (Ad Articles XI, XI, XIII, XIV and XVIII) GATT 408, 423

relationships within and between agreements

GATT /GATT XVII:1(a) GATT 463

GATT II:1(a) and XI/GATT III:4 and XVII GATT 107, 477

GATT III/GATT XVII:1 GATT 463

GATT III:4 and XVII/GATT II:1(a) and XI GATT 422, 4812

GATT III:4/GATT II:1(a) and GATT XI GATT 286

GATT III:4/GATT XI GATT 417

GATT XI and II:1/GATT III:4 and XVII GATT 108, 112, 293

GATT XVII:1(a)/GATT XVII:1(b) GATT 4601

GATT III:4 and XVII/GATT XI and II:1 GATT 108, 112, 293

Schedules of Concessions (GATT II)

“subject to the terms, conditions or qualifications in the schedule” (GATT II:1(b)), inclusion in schedule, need for GATT 70

treatment no less favourable than that provided in appropriate schedule (GATT II:1(a)), State trading enterprises (GATT XVII) and GATT 477

State trading enterprises, measures affecting imported products (internal measures) and measure affecting importation (border taxes), difficulty of distinguishing GATT 126

State trading enterprises (GATT XVII)

obligation to act consistently with GATT general principles of non-discriminatory treatment (GATT XVII:1(a)) GATT 138, 463

GATT XVII:1(b), relationship GATT 4601

GATT practice GATT 4812

quantitative restrictions (GATT XI:1) GATT 408

treatment no less favourable than that provided in appropriate schedule (GATT II:1(a)) and GATT 477

 

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