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WTO ANALYTICAL INDEX: DISPUTE SETTLEMENT UNDERSTANDING

Agreement on Sanitary and Phytosanitary Measures

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The texts reproduced here do not have the legal standing of the original documents which are entrusted and kept at the WTO Secretariat in Geneva.

> Preamble
> Article 1
> Article 2
> Article 3
> Article 4
> Article 5
> Article 6
> Article 7
> Article 8
> Article 9
> Article 10
> Article 11
> Article 12
> General Issues
> Relationship with other WTO Agreements
> Annex A
> Annex B
> Annex C

> Analytical Index main page


Table of contents    back to top

I. Preamble    back to top

A. Text of the Preamble
B. Interpretation and Application of the Preamble

1. “international standards, guidelines and recommendations”

2. The precautionary principle

 
II. Article 1    back to top

A. Text of Article 1
B. Interpretation and Application of Article 1

1. Paragraph 1

(a) Scope of the SPS Agreement

(i) General

(ii) Measures of a provincial government

(iii) Measures in existence since before the entry into force of the SPS Agreement

(b) Relationship between paragraph 1(a) and 1(b) of Annex A

 
III. Article 2    back to top

A. Text of Article 2
B. Interpretation and Application of Article 2

1. Paragraph 2

(a) “maintained without sufficient scientific evidence”

2. Paragraph 3

(a) Interpretation of paragraph 3

(b) Relationship with Article 5.5

3. Relationship with other Articles of the SPS Agreement

 
IV. Article 3    back to top

A. Text of Article 3
B. Interpretation and Application of Article 3

1. General

(a) Object of Article 3

2. Paragraph 1

(a) “based on”

(b) “where they exist”

3. Paragraph 2

4. Paragraph 3

5. Paragraph 5

6. Relationship between paragraphs of Article 3

7. Relationship with other Articles of the SPS Agreement

 
V. Article 4    back to top

A. Text of Article 4
B. Interpretation and Application of Article 4

(a) Decision on equivalence:

(i) Concept of equivalence

(ii) Explanation of SPS measures taken by importing Member

(iii) Procedure for the recognition of equivalence

(iv) Technical assistance

(v) International cooperation outside the WTO

(vi) Notification

(b) Specific programme for the further implementation of Article 4

 
VI. Article 5    back to top

A. Text of Article 5
B. Interpretation and Application of Article 5

1. Paragraph 1

(a) “risk assessment”

(i) General

(ii) Definition of the term “risk”

(iii) Definition of the term “risk assessment”

(iv) Timing of a “risk assessment”

(v) Methodology of risk assessment

(b) “as appropriate to the circumstances”

(c) “based on an assessment … of the risks”

(d) Standard of review

2. Paragraph 2

3. Paragraph 4

4. Paragraph 5

(a) General

(b) Three elements of Article 5.5

(c) “appropriate level of protection”

(i) Legal status of the first part of Article 5.5

(ii) “distinctions in the levels of protection in different situations”

(iii) “Arbitrary or unjustifiable” distinctions in levels of protection

(iv) Distinctions which “result in discrimination or a disguised restriction on international trade”

(d) Guidelines

5. Paragraph 6

(a) General

(b) “reasonably available taking into account technical and economic feasibility”

(c) “achieves the appropriate level of … protection”

(d) “significantly less restrictive to trade”

6. Paragraph 7

(a) “seek to obtain additional information”

(b) “review … within a reasonable period of time”

(c) Treatment of the precautionary principle

7. Paragraph 8

8. Relationship between paragraphs of Article 5

9. Relationship with other Articles of the SPS Agreement

 
VII. Article 6    back to top

A. Text of Article 6
B. Interpretation and Application of Article 6

 
VIII. Article 7    back to top

A. Text of Article 7
B. Interpretation and Application of Article 7

1. Notification requirements

(a) Recommended notification procedures

(b) “significant effect on trade of other Members”

2. Annex B

 
IX. Article 8    back to top

A. Text of Article 8
B. Interpretation and Application of Article 8

1. Annex C

 
X. Article 9    back to top

A. Text of Article 9
B. Interpretation and Application of Article 9

 
XI. Article 10    back to top

A. Text of Article 10
B. Interpretation and Application of Article 10

1. Paragraph 1

2. Paragraph 2

 
XII. Article 11    back to top

A. Text of Article 11
B. Interpretation and Application of Article 11

1. General

2. Paragraph 2

(a) Appointment of scientific experts advising the panel

(i) Individual experts or expert review groups

(ii) Appointment procedures

(b) Method of obtaining advice from scientific experts

(i) Role of scientific experts advising the panel

 
XIII. Article 12    back to top

A. Text of Article 12
B. Interpretation and Application of Article 12

1. Paragraph 1

2. Paragraph 3

(a) International Intergovernmental Organizations having observer status on a regular basis

(b) International Intergovernmental Organizations having observer status on an ad hoc (meeting-by-meeting) basis

(c) International Intergovernmental Organizations whose request is pending

3. Paragraph 4

4. Paragraph 7

 
XIV. General Issues    back to top

1. Burden of proof

(a) Allocation of burden of proof

(b) Concept of a prima facie case

(c) Evaluation of evidence

2. Standard of review

 
XV. Relationship with other WTO Agreements    back to top

A. TBT Agreement
B. GATT

 
XVI. Annex A    back to top

A. Text of Annex A
B. Interpretation and Application of Annex A

 
XVII. Annex B    back to top

A. Text of Annex B
B. Interpretation and Application of Annex B

1. Publication requirements (paragraphs 1 and 2)

2. Enquiry points (paragraph 3)

(a) Jurisprudence

(b) Paragraph 3(d)

 
XVIII. Annex C    back to top

A. Text of Annex C
B. Interpretation and Application of Annex C

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