TRIPS: NOTIFICATIONS  

Notifications under the TRIPS Agreement

The TRIPS Agreement obliges the WTO Members to make certain notifications to the Council for TRIPS. These notifications facilitate the Council's work of monitoring the operation of the Agreement and promote the transparency of Members' policies on intellectual property protection. In addition, Members wishing to avail themselves of certain possibilities provided in the Agreement that relate to the substantive obligations have to notify the Council. In order to implement these notification obligations, the Council has adopted procedures and guidelines relating to them. In addition, the Members have agreed to make certain notifications which are not regulated in the Agreement.

  
Information on notifications relating to technical cooperation can be found under Technical Cooperation in the TRIPS area.

Detailed information on the notification procedures can be found in the Technical Cooperation Handbook on Notification Requirements: Agreement on Trade-Related Aspects of Intellectual Property Rights.
  
 

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Notifications under Article 63.2  

Article 63.2 of the TRIPS Agreement requires Members to notify the laws and regulations made effective pertaining to the subject-matter of the Agreement (the availability, scope, acquisition, enforcement and prevention of the abuse of intellectual property rights). The procedures for the notification of national laws and regulations under Article 63.2 are contained in document IP/C/2. These procedures provide that, as of the time that a Member is obliged to start applying a provision of the TRIPS Agreement, the corresponding laws and regulations shall be notified without delay (normally within 30 days, except where otherwise provided by the TRIPS Council).

The procedures make a distinction between so-called “main dedicated intellectual property laws and regulations” and “other laws and regulations”. Document IP/C/2, paragraphs 6 and 9, and document IP/C/W/8 contain some guidelines for dividing the laws and regulations into these two categories. Main laws and regulations have to be notified in English, French or Spanish; other laws and regulations can be notified in a Member's national language even if this is not one of those three languages. Translations of laws and regulations must be accompanied by the authentic texts of the laws and regulations in question in a national language.

The national treatment and MFN obligations of Articles 3, 4 and 5 of the TRIPS Agreement became applicable to all Members from 1 January 1996, including those Members that avail themselves of the transitional periods provided in Articles 65.2 and 66.1 of the Agreement. The Council for TRIPS has recognized that Members have a number of options for meeting their obligation to notify those laws and regulations that correspond to the national treatment and MFN obligations of Articles 3, 4 and 5 of the Agreement. Further information on these options can be found in document IP/C/9.

 
Notifications of laws and regulations under Article 63.2 are distributed in the IP/N/1/ series of documents. The documentation of main dedicated intellectual property laws and regulations is distributed in the following sub-series of documents:
  • IP/N/1/-/C/*  Copyright and Related Rights
  • IP/N/1/-/T/*  Trademarks
  • IP/N/1/-/G/*  Geographical Indications
  • IP/N/1/-/D/*  Industrial Designs
  • IP/N/1/-/P/*  Patents (Including Plant Variety Protection)
  • IP/N/1/-/L/*  Layout-Designs (Topographies) of Integrated Circuits
  • IP/N/1/-/U/*  Undisclosed Information
  • IP/N/1/-/I/*  Industrial Property (General)
  • IP/N/1/-/E/*  Enforcement
  • IP/N/1/-/O/*  Other

The texts of the laws and regulations referred to in these documents are not contained in the WTO’s Documents Online database, since they have not generally been put into electronic form by the WTO Secretariat. However, as provided in Article 2(4) of the Agreement between the World Intellectual Property Organization and the World Trade Organization, the WTO Secretariat transmits to the International Bureau of WIPO a copy of the laws and regulations notified to the WTO Secretariat by WTO Members under Article 63.2 of the TRIPS Agreement in the language or languages and in the form or forms in which they were received, and the International Bureau places such copies in its paper collection. The World Intellectual Property Organization makes the laws and regulations contained in its collection available to the public in various ways, including by publishing them on-line in its Collection of Laws for Electronic Access (CLEA).

Given the difficulty of examining legislation relevant to many of the enforcement obligations in the TRIPS Agreement, Members have undertaken, in addition to notifying legislative texts, to provide information on how they are meeting these obligations by responding to a checklist of questions (document IP/C/5). Responses to these questions are circulated in the IP/N/6- series of documents.
  
  

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  • Procedures for the notification of national laws and regulations under article 63.2(Document code IP/C/2)   > search
  • Checklist of issues on enforcement under article 63.2(Document code IP/C/5)   > search
  • Format for listing of other laws and regulations to be notified under article 63.2(Document code IP/C/W/8/*)   > search
  • Notifications of laws and regulations relating to articles 3, 4 and 5(Document code IP/C/9)   > search
  • Notifications under article 63.2 (Document code IP/N/1/*)
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  • Notifications for copyright and related rights under article 63.2 (Document code IP/N/1/-/C/*)
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  • Notifications for trademarks under article 63.2 (Document code IP/N/1/-/T/*)
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  • Notifications for geographical indications under article 63.2 (Document code IP/N/1/-/G/*)
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  • Notifications for industrial designs under article 63.2 (Document code IP/N/1/-/D/*)
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  • Notifications for patents (including plant variety protection) under article 63.2 (Document code IP/N/1/-/P/*)
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  • Notifications for layout-designs (topographies) of integrated circuits under article 63.2 (Document code IP/N/1/-/L/*)
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  • Notifications for undisclosed information under article 63.2 (Document code IP/N/1/-/U/*)
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  • Notifications for industrial property (general) under article 63.2 (Document code IP/N/1/-/I/*)
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  • Notifications for enforcement under article 63.2 (Document code IP/N/1/-/E/*)
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  • Notifications of other laws under article 63.2 (Document code IP/N/1/-/O/*)
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  • Responses to the checklist of issues on enforcement (Document code IP/N/6/*)
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Notifications under Articles 1.3 and 3.1  

Articles 1.3 and 3.1 of the TRIPS Agreement allow Members to avail themselves of certain options in regard to the definition of beneficiary persons and national treatment, provided that notifications are made to the Council for TRIPS. Notifications made under Articles 1.3 and 3.1 are circulated in the IP/N/2/* series of documents. Further background information on these notification possibilities can be found in document IP/C/W/5.
  
  

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Notifications under Article 4(d)  

Article 4 of the Agreement on the most-favoured-nation treatment provides that, with regard to the protection of intellectual property, any advantage, favour, privilege or immunity granted by a Member to the nationals of any other country shall be accorded immediately and unconditionally to the nationals of all other Members. There are certain exceptions to this obligation. According to sub paragraph (d) of that Article, exempted from this obligation are any advantage, favour, privilege or immunity accorded by a Member deriving from international agreements related to the protection of intellectual property which entered into force prior to the entry into force of the WTO Agreement, provided that such agreements are notified to the Council for TRIPS and do not constitute an arbitrary or unjustifiable discrimination against nationals of other Members. Notifications made under Article 4(d) are circulated in the IP/N/4/* series of documents.
  
  

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Notifications under Article 69

Article 69 of the Agreement requires Members to establish and notify contact points in their administrations for the purposes of cooperation with each other aimed at the elimination of trade in infringing goods. The information on such contact points is circulated in document IP/N/3, and addenda, corrigenda and periodic revisions.

 

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Notifications under other provisions of the Agreement  

A number of notification provisions of the Berne and the Rome Conventions are incorporated by reference into the TRIPS Agreement but without being explicitly referred to in it. At its meeting in February 1996, the Council invited each Member wishing to make such notifications to make them to the Council for TRIPS, even if the Member in question had already made a notification under the Berne or the Rome Convention in regard to the same issue. Further background information on these notification possibilities can be found in document IP/C/W/15. Notifications of this kind are circulated in the IP/N/5/* series of documents.

 

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